Clayton Wealth Partners
Our Promise to You
As a client of Clayton Wealth Partners, you share both personal and financial information with us. Your privacy is important to us, and we are dedicated to safeguarding your personal and financial information.
Information Provided by Clients
In the normal course of doing business, we typically obtain the following non-public personal information about our clients:
- Personal information regarding our clients’ identity such as name, address and
social security number;
- Information regarding securities transactions effected by us; and
- Client financial information such as net-worth, assets, income, bank account
information and account balances.
How We Manage and Protect Your Personal Information
We do not sell information about current or former clients to third parties, nor is it our practice to disclose such information to third parties unless requested or permitted to do so by a client or client representative or, if necessary, in order to process a transaction, service an account or as permitted by law. Additionally, we may share information with outside companies that perform administrative services for us. However, our contractual arrangements with these service providers require them to treat your information as confidential.
Please do not hesitate to contact us with questions about this notice. You can reach us at:
ADV Part 2A Brochure
As SEC-Registered Investment Advisors we are required to annually deliver to each client, without charge, either a current Brochure (ADV Part 2A) that includes a Summary of Material Changes, or the Summary of Material Changes to the Brochure (i.e., Item 2) that includes an offer to provide our current Brochure without charge. Following is our delivery of the 2020 Summary of Material Changes:
Summary of Material Changes
CWP’s most current ADV Part 2A before this one was dated March 2019. Since the last update we have added two additional advisory services: 401(k) Plan Investment Advisor Services and Investment Advisory Services for certain trusts.
From time to time, CWP may amend this Firm Brochure to reflect changes in business practices, changes in regulations, and routine annual updates as required by the securities regulators. This complete Firm Brochure or a summary of Material Changes shall be provided to each client annually or if a material change is made.
A copy of the complete Firm Brochure may be requested, at any time, by contacting CWP at firstname.lastname@example.org or at (785) 232-3266 or sending a request to Clayton Wealth Partners, 716 South Kansas Avenue, Topeka, KS 66603-3808.